Non-regulated financial services businesses

We have many years' wide experience in the following service areas:

• Performance of limited and full audits in accordance with the Code of Obligations
• Auditing of individual and consolidated financial statements in accordance with IFRS and US GAAP
• Anti-money laundering audits of directly subordinated financial intermediaries (DUFI) and in accordance with the regulations of self-regulating organisations
• Auditing compliance with the codes of professional conduct of self-regulating organisations (SAAM, Poly-Asset etc.)
• Providing active assistance in the authorisation process as a directly subordinated financial intermediary and in the admission processes of self-regulating organisations
• Providing advice on issues relating to organisation, risk management and compliance
• Providing expert and second opinions
• Consulting and support on regulatory issues
• Regulatory & compliance services